It goes without saying that the economic crisis will have a dramatic effect on regulations in the finance industry. The United States and European Union countries are constantly evaluating and updating current regulatory standards and creating new ones. Combine this with more rigorous enforcement measures, and you have a challenging environment for financial companies, to say the least. That’s why you need to keep abreast of the latest guidelines for e-mail and instant messaging.
We will work with your compliance officer to implement solutions for e-mail and IM transmission, storage, and archiving. We can help bring your business into compliance with the Sarbanes- Oxley Act, HIPAA, and Gramm-Leach-Bliley Act, as well as requirements from the SEC, NASD, and the Financial Industry Regulatory Authority (FINRA). We can recommend internal or hosted solutions that scan inbound and outbound messages for sensitive information, scan text attachments, and employ the latest, most secure encryption methods.